John joined the firm in 2008 and is responsible for relationships with Horizon Kinetics’ direct client base, focusing on High Net Worth Individuals, Registered Investment Advisors, Family Offices and Institutions. Previously, John spent 10 years with Fidelity Investments as a Private Access Representative and, prior to that, 10 years with Citicorp Investment Services as a Registered Representative. He received a BS from Manhattan College.
National Sales Manager
Chris joined the firm in 2001 and currently serves as National Sales Manager, where he assists in the oversight of a national wholesaling team that works with institutional broker-dealers. Prior to joining the firm, Chris was employed by Howard Investment Management as a Director, overseeing institutional and retail sales. From 1998 through 2001, Chris served as an investment advisor with Du Pasquier & Co, Inc., in Paris, France. From 1997 through 1998, he was President of USEXPAT Consulting, a French investment advisor where he had discretionary management responsibility. Chris also held positions with Janney Montgomery Scott and First Albany Corporation. Chris received a BA from Old Dominion University in 1984 and is a Certified Financial Planner.
Tom joined the firm in 2005 and is responsible for relationships with Broker Dealers and Registered Investment Advisors. Prior to joining Horizon Kinetics, Tom was a Capital Markets Consultant with Target Investments, from 2001 through 2005. From 1997 through 1999, Tom served as a Regional Principal with JP Morgan Chase in Connecticut. Tom began his investment career in 1974 and has held positions with Prudential Bache, Shearson Lehman and KPMG. Tom graduated Manhattan College (summa cum laude) with a BS in Accounting.
Agustin Krisnawahjuesa, CFA®
Director of Client Service & Business Development
Agustin joined the firm in 2010 and is responsible for client services and business development functions of the firm. Previously, Agustin was a Vice President at Goldman Sachs Asset Management, concentrating in asset allocation analytics as well as fixed income and GTAA manager selection research efforts. Prior to that, Agustin worked at JPMorgan Asset Management, with roles in asset allocation portfolio construction and implementation, quantitative research and manager selection. Agustin received a B.S. in Economics from The Wharton School of the University of Pennsylvania. Agustin is also a CFA® charter holder.
Sean C. Markham, CFP®
Sean joined the firm in 2008 and is responsible for relationships with Horizon Kinetics’ direct client base, focusing on High Net Worth Individuals, Registered Investment Advisors, Family Offices and Institutions. Previously, Sean spent 10 years with Fidelity Investments, most recently holding the position of Vice President, Senior Account Executive. Prior to Fidelity, Sean was a Financial Advisor with Northwestern Financial Network. He received an MBA from the University of Connecticut and a BS from Western New England College. Sean is a Certified Financial Planner®.
Chris McCarthy, CFA®
Managing Director, Head of Institutional Sales
Chris joined Horizon in October 2014 as head of our institutional sales effort. He has over 15 years of sales and marketing experience within the asset management industry. Prior to joining the firm, Chris spent nearly 11 years at Delaware Investments. He most recently served as Senior Vice President, Institutional Sales, where he was responsible for the Northeast region. Previously, he served as co-head of Financial Institutional Sales, where he developed Delaware’s sub-advisory, private banking and UCITS fund channels. Chris began his career at Delaware as the National Sales Manager for their Defined Contribution (DCIO) business. Prior to Delaware Investments, Chris worked at ExpertPlan, Inc., a web-based retirement platform, as Vice President, Sales and as Director of Business Development at American Skandia (now a unit of Prudential Financial). Chris has BSBA from the University of Massachusetts, Amherst and an MBA from the University of Notre Dame. He is a member of the Boston Security Analysts Society and the CFA Institute.
Patrick joined the firm in 2003 and is responsible for relationships with Horizon Kinetics’ direct client base. Prior to Horizon, Patrick was a Vice President & Portfolio Manager for high net worth clients at Mellon Bank. He started his career as a Portfolio Manager at Bankers Trust in the Private Banking Division. Patrick received a BA in History from Washington & Lee University.
Vice President; Assistant Director of Private Client Group
Jim joined the firm in 2007 and assists in the oversight of relationship management and client service for the Private Client Group within the firm. Additionally, he is responsible for relationships with the firm's direct client base, focusing on High Net Worth Individuals, Registered Investment Advisors, Family Offices and Institutions. Previously, Jim spent 3 years with HRC Partners, a third party marketing firm that represents Horizon to Financial Advisors & Consultants. Jim began his career with Advest, Inc. as a Financial Advisor & Assistant Portfolio Manager. He received a BS in Finance from the University of North Carolina at Wilmington.
Marc originally joined the firm in 2001 through 2002 and rejoined in 2007. He is responsible for the sale of mutual funds, separate accounts and private funds to financial advisors at national, regional, and independent broker dealers. Previously, Marc worked as a Financial Advisor at Josephthal and Company. He began his investment career in 1991 at various brokerage houses. Marc studied Communication at Northeastern University.
Lisa Quick Archibald
Vice President, Client Service & Business Development
Lisa joined the firm in 2013 and has responsibilities in both client service and business development. Prior to joining the firm, Lisa served as the Director of Investor Relations and Administration for Broad Hollow Partners, a private equity fund. Prior to Broad Hollow, Lisa was an associate of the Private Funds Group at Credit Suisse Securities (USA) LLC. Prior to Credit Suisse, Lisa spent five years at Goldman Sachs & Co. where she held associate roles in the Private Wealth Management business and the International Tax Group. Before Goldman Sachs, Lisa was a senior tax consultant in the Banking & Securities Tax practice at Deloitte & Touche LLP. Lisa holds a BS in Accounting and a BS in Psychology from the University of Florida and an MBA from the Leonard N. Stern School of Business at New York University. Lisa is a CPA in the state of New York.
Bob joined the firm in 2003 and is responsible for assisting in the oversight and servicing of national accounts. Additionally, he is responsible for relationships with broker dealers and registered investment advisors. Bob began his investment career in 1982 and has held employment at Target Investors, Prudential Securities, Smith Barney, National Securities & Research Corp and LGS Energy, a subsidiary of a publicly traded NYSE utility. Bob started his career with Ocean Drilling and Exploration, where he served as an onsite Manager at both domestic and international locations. Bob received a BA from Tulane University and also holds an MBA from Tulane.
Client Service & Business Development
Michael joined the firm in 2005 and assists in the oversight of institutional client service, business development and portfolio analytics for the firm. Additionally, he is involved with a number of non-investment functions, including the supervision of third party vendors and the approval of domestic hedge fund valuations. Prior to joining the firm, Michael was a part of the investment banking technology group at Merrill Lynch and the strategic consulting team at Accenture. Michael received a BS from Manhattan College, and holds an MBA from the Leonard N. Stern School of Business at New York University.